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One-Layer Transformers are Provably Optimal for In-context Reasoning and Distributional Association Learning in Next-Token Prediction Tasks

Created by
  • Haebom

Author

Quan Nguyen, Thanh Nguyen-Tang

Outline

This paper studies the approximation and convergence behavior of single-layer transformers for next-token prediction in both noise-free and noisy environments. Previous theoretical results have focused on understanding inference behavior in situations where the first gradient step or the number of samples is infinite. Furthermore, their convergence speed and generalization ability remain unknown. This study addresses this gap by demonstrating the existence of a class of provably Bayes-optimal single-layer transformers using linear and ReLU attention. When trained using gradient descent, this study demonstrates through finite-sample analysis that the expected loss of these transformers converges linearly to the Bayesian risk. Furthermore, we demonstrate that the trained models generalize well to unseen samples and exhibit learning behaviors empirically observed in previous studies. These theoretical findings are supported by extensive experimental validation.

Takeaways, Limitations

Takeaways:
Bayesian optimality of single-layer transformers is proven under both linear and ReLU attention.
Finite sample analysis demonstrates that the expected loss of a single-layer transformer converges linearly to the Bayesian risk.
Theoretical explanation of the generalization ability of trained models and empirically observed learning behavior.
Limitations:
The analysis is limited to single-layer transformers. Generalization to multilayer transformers requires further research.
Since this analysis is for a specific class of single-layer transformers, it is unclear whether it is applicable to all single-layer transformers.
Experimental verification results support theoretical results, but do not guarantee performance in practical applications.
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