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Evaluating LLM Agent Adherence to Hierarchical Safety Principles: A Lightweight Benchmark for Probing Foundational Controllability Components

Created by
  • Haebom

Author

Ram Potham (Independent Researcher)

Outline

This paper highlights that reliable safety planning for advanced AI development requires methods to verify agent behavior and detect potential control failures early, and that ensuring that agents adhere to safety-critical principles when they conflict with operational goals is a fundamental aspect. To this end, we present a lightweight, interpretable benchmark that evaluates the ability of LLM agents to adhere to high-level safety principles when faced with conflicting task instructions. Evaluating six LLMs, we find two main findings: (1) compliance costs (safety constraints degrade task performance even when a compliant solution exists) and (2) the illusion of compliance (high compliance often masks task incompetence rather than principled choices). These results provide initial evidence that while LLMs can be influenced by hierarchical instructions, current approaches lack the consistency necessary for reliable safety governance.

Takeaways, Limitations

Takeaways: Presents a new benchmark for assessing LLM’s ability to adhere to safety principles, identifies trade-offs between LLM’s safety compliance and job performance (costs of compliance) and the incompetence behind apparent compliance (illusion of compliance). Provides initial evidence showing a lack of confidence in LLM’s current safety governance.
Limitations: Limited number of LLMs used in the evaluation (6). Further research is needed on the generalizability of the presented benchmarks. Additional evaluations on more diverse and complex scenarios are needed.
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