Daily Arxiv

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Superficial Safety Alignment Hypothesis

Created by
  • Haebom

Author

Jianwei Li, Jung-Eun Kim

Outline

This paper presents research to ensure the safety of large-scale language models (LLMs). We highlight vulnerabilities in the safety sorting mechanism and propose the "Superficial Safety Sorting Hypothesis" (SSAH), which posits that safety sorting can be interpreted as a binary classification problem that either accepts or rejects a user request. Based on this hypothesis, we identify key elements for maintaining safety and successfully identify four types of property-critical components: safety-critical units (SCUs), usability-critical units (UCUs), composite units (CUs), and redundant units (RUs). Specifically, we demonstrate that fixing specific safety-critical components during fine-tuning can maintain safety properties while adapting to new tasks. Furthermore, we demonstrate that redundant units in pre-trained models can be utilized as an "alignment budget" to minimize alignment costs while achieving alignment goals. In conclusion, we emphasize that the smallest functional unit for LLM safety is the neuron level, demonstrating that safety sorting need not be complex.

Takeaways, Limitations

Takeaways:
Identification and classification of key components for safety alignment (SCU, UCU, CU, RU).
Maintaining safety by securing safety-critical components during fine-tuning.
Minimizing alignment costs by leveraging redundant units in pre-trained models.
We propose that the functional unit of LLM safety is at the neuron level.
Limitations:
Lack of detailed information on specific safety critical component identification methodologies.
Further research is needed on the roles and interactions of each component type.
Verification of generalizability to various models and tasks is required for practical application.
Lack of specific indicators to quantitatively evaluate the effectiveness of safety alignment.
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