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Limits of Safe AI Deployment: Differentiating Oversight and Control

Created by
  • Haebom

Author

David Manheim, Aidan Homewood

Outline

This paper clearly distinguishes between the concept of supervision, especially control and oversight, which are often mentioned as key elements for meeting the accountability, trustworthiness, and governance requirements of AI systems, and presents a framework for practical application. After critically reviewing existing research on supervision outside of AI and briefly summarizing existing research related to AI, we distinguish between control as an ex ante or real-time, operational perspective, and oversight as a policy and governance function or ex post perspective. We argue that control aims to prevent failures, while oversight focuses on incentives for detection, correction, or future prevention, and that all preventive supervision strategies require control. Based on this, we present a framework that specifies the conditions under which each mechanism is possible, Limitations, and requirements for practical application, and propose a maturity model for AI oversight, and clearly identify the applicability of oversight mechanisms, failure cases, and areas that cannot be met by existing methods.

Takeaways, Limitations

Takeaways:
By clarifying the conceptual distinction between control and supervision of AI systems, we can contribute to building a more effective AI governance system.
We support the construction of a practical AI supervision system by documenting AI supervision methodologies and presenting integrated risk management measures.
By presenting a maturity model for AI supervision, we provide criteria for evaluating and improving the level of supervision of AI systems.
By presenting the limitations of the supervisory mechanism and the need for new technical and conceptual developments, we suggest future research directions.
Limitations:
There may be a lack of validation of the practical applicability and effectiveness of the proposed framework and maturity model.
Further research may be needed to explore generalizability across a variety of AI systems and applications.
Further review is needed to determine whether the presented framework is applicable to all types of AI systems and supervision situations.
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